Stephanie Avakian

Co-Director, Division of Enforcement, U.S. Securities & Exchange Commission

David Bartels

Deputy Chief Counsel of the Division of Investment Management, U.S. Securities & Exchange Commission

Mark Berman

CEO, CompliGlobe

Jim Burns

Partner, Willkie, Farr & Gallagher

Therese Chambers

Director of Enforcement - Retail and Regulatory Investigations, Financial Conduct Authority

Antonia Chion

Associate Director, Division of Enforcement, U.S. Securities & Exchange Commission

Andrew Donohue

Former Chief of Staff, U.S. Securities & Exchange Commission

Paul Dudek

Counsel, Latham & Watkins

Elizabeth Gray

Partner, Willkie Farr & Gallagher

Andy Hartwill

Simmons & Simmons

Christopher Hetner

Managing Director, Cyber Risk Management, Marsh & McLennan

Robert Kaplam

Partner, Debevoise & Plimpton

Mavis Kelly

Assistant Director, Office of Compliance, Inspections & Examinations, U.S. Securities & Exchange Commission

Robert Plaze

Partner, Proskauer Rose LLP

Christian Sabella

Deputy Director, Division of Trading & Markets, U.S. Securities & Exchange Commission

Barry Summer

Associate Director, Division of Corporation Finance, U.S. Securities and Exchange Commission

Regina Thoele

SVP Compliance, National Futures Association

Anthony Tu-Sekine

Partner, Seward & Kissel

Speaker list