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  • SEC Regulation Think-In 2020 - 15 and 16 September 2020

Adam Aderton
Adam Aderton

Associate Director, Division of Enforcement, U.S. Securities and Exchange Commission

Stephanie Avakian
Stephanie Avakian

Partner, WilmerHale

Thoreau Bartmann
Thoreau Bartmann

Assistant Chief Counsel, Division of Investment Management, U.S. Securities and Exchange Commission

Ken Bentsen
Ken Bentsen

President and CEO, SIFMA

Mark Berman
Mark Berman

CEO, CompliGlobe Ltd.

Alexander Brown
Alexander Brown

Partner, Simmons & Simmons

Lillian Brown
Lillian Brown

Partner, WilmerHale

Jim Burns
Jim Burns

Partner, Willkie, Farr & Gallagher

Therese Chambers
Therese Chambers

Director of Enforcement - Retail and Regulatory Investigations, Financial Conduct Authority

Pete Driscoll
Pete Driscoll

Partner, National Quality Organization PwC (former Director, Division of Examinations, SEC)

Paul Dudek
Paul Dudek

Partner, Latham & Watkins

Natasha Greiner
Natasha Greiner

Associate Director, Division of Examinations, U.S. Securities and Exchange Commission

Gubir Grewal
Gubir Grewal

Director, Division of Enforcement, U.S. Securities and Exchange Commission

Peter Haggerty
Peter Haggerty

Senior Regulatory Counsel, Division of Examinations, U.S. Securities and Exchange Commission

Rachel Kaplan Reicher
Rachel Kaplan Reicher

Chief Counsel, Division of Market Oversight, U.S. Commodity Futures Trading Commission

Lisa Kohl
Lisa Kohl

Acting Deputy Director, Division of Corporation Finance, U.S. Securities and Exchange Commission

Steve Luparello
Steve Luparello

former Director, Division of Trading & Markets, U.S. Securities and Exchange Commission

Catherine McGuinness
Catherine McGuinness

Chair, Policy and Resources Committee, City of London Corporation

Richard Normington
Richard Normington

Senior Policy Adviser - International, The Investment Association

Hester Peirce
Hester Peirce

Commissioner, U.S. Securities and Exchange Commission

Robert Plaze
Robert Plaze

Partner, Proskauer Rose

Jennifer Songer
Jennifer Songer

Branch Chief, Division of Investment Management,, U.S. Securities and Exchange Commission

Regina Thoele
Regina Thoele

SVP Compliance, National Futures Association

Anthony Tu-Sekine
Anthony Tu-Sekine

Head of Blockchain and Cryptocurrency Group, Seward & Kissel

Emily Westerberg Russell
Emily Westerberg Russell

Chief Counsel, Division of Trading & Markets, U.S. Securities and Exchange Commission

Speaker list