Speaker list

Stephanie Avakian

Partner, WilmerHale

Mark Berman

CEO, CompliGlobe Ltd.

Jim Burns

Partner, Cleary Gottlieb

Lisa Byington

Compliance Consultant, CompliGlobe Ltd

Christopher Cummings

CEO, The Investment Association

Paul Dudek

Partner, Latham & Watkins

Wilson Friestad

Patomak Partners

Peter Haggerty

Senior Regulatory Counsel, Division of Examinations, IA/IC Exam Program, U.S. Securities and Exchange Commission

Melissa Hodgman

Associate Director, Division of Enforcement, U.S. Securities and Exchange Commission

Barbara Jacobs

Associate Director, Disclosure Review Program, U.S. Securities and Exchange Commission

Daniel Kahl

Partner, Kirkland & Ellis

Jennifer McCarthy

Chief Counsel, Division of Examinations, U.S. Securities and Exchange Commission

Jennifer Porter

Assistant Director, Division of Investment Management, U.S. Securities and Exchange Commission

Regina Thoele

SVP Compliance, National Futures Association