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  • SEC Regulation Think-In 2020 - 15 and 16 September 2020

Stephanie Avakian
Stephanie Avakian

Co-Director, Division of Enforcement, U.S. Securities & Exchange Commission

David Bartels
David Bartels

Deputy Chief Counsel of the Division of Investment Management, U.S. Securities & Exchange Commission

Sebastian Bayer
Sebastian Bayer

U.K. Department of International Trade

Mark Berman
Mark Berman

CEO, CompliGlobe

Dalia Blass
Dalia Blass

Director, Division of Investment Management, U.S. Securities & Exchange Commission

Alexander Brown
Alexander Brown

Partner, Simmons & Simmons

Lillian Brown
Lillian Brown

Partner, Wilmer Hale

Jim Burns
Jim Burns

Partner, Willkie, Farr & Gallagher

Therese Chambers
Therese Chambers

Director of Enforcement - Retail and Regulatory Investigations, Financial Conduct Authority

Hon Jay Clayton
Hon Jay Clayton

Chairman, U.S. Securities & Exchange Commission

Dorothy DeWitt Invited
Dorothy DeWitt Invited

Director of the Division of Market Oversight, U.S. Commodity Futures Trading Commission

Pete Driscoll
Pete Driscoll

Director, Office of Compliance Inspections and Examinations, U.S. Securities & Exchange Commission

Paul Dudek
Paul Dudek

Partner, Latham & Watkins

Melissa Gainor
Melissa Gainor

Assistant Director, Division of Investment Management, U.S. Securities and Exchange Commission

Elizabeth Gray
Elizabeth Gray

Partner, Willkie Farr & Gallagher

Nathan Greene
Nathan Greene

Parner, Sidley

Natasha Greiner
Natasha Greiner

Associate Director, OCIE, U.S. Securities & Exchange Commission

Mark Morrison
Mark Morrison

Chief Information Security Officer, Options Clearing Corporation

Robert Plaze
Robert Plaze

Partner, Proskauer Rose LLP

Brett Redfearn
Brett Redfearn

Director, Division of Trading & Markets, U.S. Securities & Exchange Commission

Julie Riewe
Julie Riewe

Partner, Debevoise & Plimpton

Jennifer Songer
Jennifer Songer

Branch Chief, Division of Investment Management,, U.S. Securities & Exchange Commission

Barry Summer Invited
Barry Summer Invited

Associate Director, Division of Corporation Finance, U.S. Securities and Exchange Commission

Regina Thoele
Regina Thoele

SVP Compliance, National Futures Association

Anthony Tu-Sekine
Anthony Tu-Sekine

Partner, Seward & Kissel

Emily Westerberg Russell
Emily Westerberg Russell

Chief Counsel, Division of Trading & Markets, U.S. Securities & Exchange Commission

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