Menu
  • SEC Regulation Outside the United States, Conference (19 June 2018)
  • SEC Basics, Workshop (18 June 2018)
  • SEC Examinations, Workshop (20 June 2018)

Marita Bartolini
Marita Bartolini

Assistant Director Office of Compliance Inspections & Examinations, U.S. Securities & Exchange Commission

Mark Berman
Mark Berman

CEO, CompliGlobe

Jim Burns
Jim Burns

Partner, Willkie, Farr & Gallagher

Michael Coco
Michael Coco

Senior International Counsel, Office of International Corporate Finance, Division of Corporation Finance, U.S. Securities and Exchange Commission

Sara Cortes
Sara Cortes

Assistant Director, Investment Adviser Regulation Office, U.S. Securities and Exchange Commission

Andrew Donohue
Andrew Donohue

Former Chief of Staff, U.S. Securities & Exchange Commission

Paul Dudek
Paul Dudek

Counsel, Latham & Watkins

Michael Mann
Michael Mann

Partner, Richards Kibbe & Orbe

Carol McGee
Carol McGee

Assistant Director, Dirivision of Trading & Markets, U.S. Securities & Exchange Commission

Marlon Paz
Marlon Paz

Partner, Seward & Kissel

Bob Plaze
Bob Plaze

Partner, Proskauer Rose LLP

Erich Schwartz
Erich Schwartz

Partner, Skadden Arps

Regina Thoele
Regina Thoele

SVP Compliance, National Futures Association

John White
John White

Partner, Cravath Swaine & Moore

Speaker list