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  • SEC Regulation Outside the United States, Conference (19 June 2018)
  • SEC Basics, Workshop (18 June 2018)
  • SEC Examinations, Workshop (20 June 2018)

Marita Bartolini
Marita Bartolini

Assistant Director Office of Compliance Inspections & Examinations, U.S. Securities & Exchange Commission

Mark Berman
Mark Berman

CEO, CompliGlobe

Jim Burns
Jim Burns

Partner, Willkie, Farr & Gallagher

Antonia Chion
Antonia Chion

Associate Director, Division of Enforcement, U.S. Securities & Exchange Commission

Michael Coco
Michael Coco

Senior International Counsel, Office of International Corporate Finance, Division of Corporation Finance, U.S. Securities and Exchange Commission

Sara Cortes
Sara Cortes

Assistant Director, Investment Adviser Regulation Office, U.S. Securities and Exchange Commission

Andrew Donohue
Andrew Donohue

Former Chief of Staff, U.S. Securities & Exchange Commission

Paul Dudek
Paul Dudek

Counsel, Latham & Watkins

Adam Farkas
Adam Farkas

Executive Director, European Banking Authority

Andrew Lawrence
Andrew Lawrence

Partner, Skadden Arps Meagher & Flom

Carol McGee
Carol McGee

Assistant Director, Dirivision of Trading & Markets, U.S. Securities & Exchange Commission

Marlon Paz
Marlon Paz

Partner, Seward & Kissel

Bob Plaze
Bob Plaze

Partner, Proskauer Rose LLP

Mark Steward
Mark Steward

Director of Enforcement and Market Oversight, Financial Conduct Authority

Regina Thoele
Regina Thoele

SVP Compliance, National Futures Association

John White
John White

Partner, Cravath Swaine & Moore

Speaker list