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  • SEC Regulation Outside the United States conference (5 November 2019)
  • SEC Examinations, Workshop (6 November 2019)
  • SEC Basics, Workshop (4 November 2019)

Stephanie Avakian
Stephanie Avakian

Co-Director, Division of Enforcement, U.S. Securities & Exchange Commission

David Bartels
David Bartels

Deputy Chief Counsel of the Division of Investment Management, U.S. Securities & Exchange Commission

Mark Berman
Mark Berman

CEO, CompliGlobe

Jim Burns
Jim Burns

Partner, Willkie, Farr & Gallagher

Therese Chambers
Therese Chambers

Director of Enforcement - Retail and Regulatory Investigations, Financial Conduct Authority

Antonia Chion
Antonia Chion

Associate Director, Division of Enforcement, U.S. Securities & Exchange Commission

Andrew Donohue
Andrew Donohue

Former Chief of Staff, U.S. Securities & Exchange Commission

Paul Dudek
Paul Dudek

Counsel, Latham & Watkins

Elizabeth Gray
Elizabeth Gray

Partner, Willkie Farr & Gallagher

Christopher Hetner
Christopher Hetner

Managing Director, Cyber Risk Management, Marsh & McLennan

Robert Kaplam
Robert Kaplam

Partner, Debevoise & Plimpton

Mavis Kelly
Mavis Kelly

Assistant Director, Office of Compliance, Inspections & Examinations, U.S. Securities & Exchange Commission

Robert Plaze
Robert Plaze

Partner, Proskauer Rose LLP

Christian Sabella
Christian Sabella

Deputy Director, Division of Trading & Markets, U.S. Securities & Exchange Commission

Barry Summer
Barry Summer

Associate Director, Division of Corporation Finance, U.S. Securities and Exchange Commission

Regina Thoele
Regina Thoele

SVP Compliance, National Futures Association

Anthony Tu-Sekine
Anthony Tu-Sekine

Partner, Seward & Kissel

Speaker list