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  • SEC Regulation Think-In 2020 - 15 and 16 September 2020

Stephanie Avakian
Stephanie Avakian

Director, Division of Enforcement, U.S. Securities and Exchange Commission

David Bartels
David Bartels

Deputy Chief Counsel of the Division of Investment Management, U.S. Securities and Exchange Commission

Sebastian Bayer
Sebastian Bayer

U.K. Department of International Trade

Mark Berman
Mark Berman

CEO, CompliGlobe

Dalia Blass
Dalia Blass

Director, Division of Investment Management, U.S. Securities and Exchange Commission

Alexander Brown
Alexander Brown

Partner, Simmons & Simmons

Lillian Brown
Lillian Brown

Partner, Wilmer Hale

Jim Burns
Jim Burns

Partner, Willkie, Farr & Gallagher

Therese Chambers
Therese Chambers

Director of Enforcement - Retail and Regulatory Investigations, Financial Conduct Authority

Hon Jay Clayton
Hon Jay Clayton

Chairman, U.S. Securities and Exchange Commission

Dorothy DeWitt
Dorothy DeWitt

Director of the Division of Market Oversight, U.S. Commodity Futures Trading Commission

Pete Driscoll
Pete Driscoll

Director, Office of Compliance Inspections and Examinations, U.S. Securities and Exchange Commission

Paul Dudek
Paul Dudek

Partner, Latham & Watkins

Melissa Gainor
Melissa Gainor

Assistant Director, Division of Investment Management, U.S. Securities and Exchange Commission

Elizabeth Gray
Elizabeth Gray

Partner, Willkie Farr & Gallagher

Nathan Greene
Nathan Greene

Parner, Sidley

Natasha Greiner
Natasha Greiner

Associate Director, OCIE, U.S. Securities & Exchange Commission

Bill Hinman
Bill Hinman

Director, Division of Corporation Finance, U.S. Securities and Exchange Commission

Mark Morrison
Mark Morrison

Chief Information Security Officer, Options Clearing Corporation

Robert Plaze
Robert Plaze

Partner, Proskauer Rose

Brett Redfearn
Brett Redfearn

Director, Division of Trading & Markets, U.S. Securities and Exchange Commission

Julie Riewe
Julie Riewe

Partner, Debevoise & Plimpton

Jennifer Songer
Jennifer Songer

Branch Chief, Division of Investment Management,, U.S. Securities and Exchange Commission

Barry Summer
Barry Summer

Associate Director, Division of Corporation Finance, U.S. Securities and Exchange Commission

Regina Thoele
Regina Thoele

SVP Compliance, National Futures Association

Anthony Tu-Sekine
Anthony Tu-Sekine

Head of Blockchain and Cryptocurrency Group, Seward & Kissel

Emily Westerberg Russell
Emily Westerberg Russell

Chief Counsel, Division of Trading & Markets, U.S. Securities and Exchange Commission

Speaker list