Marita Bartolini

Assistant Director Office of Compliance Inspections & Examinations, U.S. Securities & Exchange Commission

Mark Berman

CEO, CompliGlobe

Jim Burns

Partner, Willkie, Farr & Gallagher

Michael Coco

Senior International Counsel, Office of International Corporate Finance, Division of Corporation Finance, U.S. Securities and Exchange Commission

Sara Cortes

Assistant Director, Investment Adviser Regulation Office, U.S. Securities and Exchange Commission

Andrew Donohue

Former Chief of Staff, U.S. Securities & Exchange Commission

Paul Dudek

Counsel, Latham & Watkins

Michael Mann

Partner, Richards Kibbe & Orbe

Carol McGee

Assistant Director, Dirivision of Trading & Markets, U.S. Securities & Exchange Commission

Marlon Paz

Partner, Seward & Kissel

Bob Plaze

Partner, Proskauer Rose LLP

Erich Schwartz

Partner, Skadden Arps

Regina Thoele

SVP Compliance, National Futures Association

John White

Partner, Cravath Swaine & Moore

Speaker list