Division of Examinations, U.S. Securities and Exchange Commission
Natasha is responsible for leading the Washington, DC-based investment adviser and investment company examination office at the U.S. Securities & Exchange Commission. This new position was created to oversee and direct the work of the approximately 40 lawyers, accountants, and examiners whose primary responsibility is to conduct examinations of offshore SEC registrants and support National Examination Program initiatives throughout the country.
Ms. Greiner has served in various roles at the SEC for the past 18 years, including recently as Acting Chief Counsel and Assistant Chief Counsel in the Division of Trading and Markets where she provided legal and policy advice to the Commission on rules affecting market participants and the operation of the securities markets. Prior to joining the Division of Trading and Markets, Ms. Greiner spent almost a decade in the SEC’s Division of Enforcement, including in its Asset Management Unit, where she investigated possible violations of the federal securities laws and litigated civil enforcement proceedings in federal district court and administrative proceedings. Ms. Greiner began her career at the SEC in OCIE where she conducted examinations of broker-dealers.
Natasha earned her J.D. from The Catholic University of America, Columbus School of Law. She graduated cum laude with a Bachelor of Science degree from James Madison University.
Natasha Greiner will be speaking at:
CCOs and SEC Examinations
2023/11/07 08:30 - 13:00
Compliance and Examinations
2023/11/06 14:00 - 15:00
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