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  • SEC Regulation Outside the United States conference (5 November 2019)
  • SEC Examinations, Workshop (6 November 2019)
  • SEC Basics, Workshop (4 November 2019)

Who should attend?

Whether you’re well versed with SEC regulation and need an update, or you are starting out in this sector, the SEC Regulation Outside the U.S. event offers a thorough programme for all levels. Typical attendees include:

  • Non-U.S. issuers of securities and ADRs
  • Hedge Fund Managers
  • Brokers
  • Compliance Officers
  • Legal Advisers
  • Corporate Financiers
  • Company Secretaries
  • Fund Managers
  • Prime Brokers
  • Exchange Officials
  • Finance Directors
  • Financial Services Advisers
  • Regulators
  • Investment Relations Managers
  • Managing Directors
  • Pension Fund Managers
  • Securities Exchanges