• SEC Regulation Think-In 2020 - 15 and 16 September 2020

Welcome to SEC Regulation Outside the United States – ThinkIn 2020

Join us online to gain a thorough understanding of SEC Regulation Outside the United States on 15 and 16 September 2020

The 2020 Election. Coronavirus. Brexit. New investment adviser advertising rules. The end of the adviser registration moratorium.  New FCPA priorities. A new private placement regime. What else will shape the U.S. markets as we travel through this historic year?

Join us as we explore these and other cutting edge U.S. regulatory issues in our virtual conference, SEC Regulation Outside the United States- ThinkIn 2020

Tuesday and Wednesday afternoons (1 to 5 pm London time), 15 and 16 September 2020.

SEC Regulation Outside the United States, now in its 23rd year, is the only event of its kind in the world. We offer you a thorough understanding of the complexities and nuances of U.S. financial services regulation and how SEC practice affects your business. 

This year, we feature “Think-Ins” and “fireside chats” with key SEC officials.

Book now and tailor your day according to your needs:

SEC Regulation Outside the United States – ThinkIn 2020  15 and 16 September 2020, 1 to 5 pm each day) briefs European financial services practitioners on how the SEC administers and enforces the U.S. securities laws – and what it means to you. Current and former senior SEC officials and other regulatory experts guide you through the nuances of current and pending U.S. regulation and legislation.

SEC Examinations (17 September 2020, 1 to 4.30 pm) examines the responsibilities of investment adviser Chief Compliance Officers and explores what is involved in a compliance program, an annual review and an SEC examination.

“Nothing like it – more than value for money.  I will attend again next year!”

SEC Speakers