Division of Examinations, SEC
He is is the Assistant Director in charge of the Office of Investment Adviser Regulation in the Division of Investment Management at the SEC. The Office of Investment Adviser Regulation is responsible for the development of policy, rule-making and exemptive matters under the Investment Advisers Act of 1940.
Prior to joining the Commission in 2001, Dan worked for the Investment Adviser Association, FINRA, and the North American Securities Administrators Association. He received his B.S. from Penn State University, J.D. from Southern Methodist University, and LL.M. (Securities) from Georgetown University.
Daniel Kahl will be speaking at:
Compliance, Cybersecurity, Data Integrity and Examinations
2021/11/08 14:30 - 15:30
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