CCOs and SEC Examinations
Moderator
Peter Haggerty Senior Regulatory Counsel, Division of Examinations, IA/IC Exam Program - U.S. Securities and Exchange Commission
- Peter Haggerty Senior Regulatory Counsel, Division of Examinations, IA/IC Exam Program - U.S. Securities and Exchange Commission
Jennifer Porter Assistant Director, Division of Investment Management - U.S. Securities and Exchange Commission
Mark Berman CEO - CompliGlobe Ltd.