SEC Regulation Outside the United States, London, November 2023
6 - 7 November 2023
Simmons & Simmons, CityPoint, London EC2Y 9SS
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CCOs and SEC Examinations
7 November 2023
08:30 - 13:00
CCOs and SEC Examinations
Date:
7 November 2023
Robert Shapiro
Assistant Director, Division of Investment Management
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S.E.C.
Natasha Greiner
Deputy Director
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Division of Examinations, U.S. Securities and Exchange Commission
Mark Berman
CEO
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CompliGlobe Ltd.
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