Lisa Byington
Compliance Consultant
CompliGlobe Ltd
Lisa has enjoyed a 30-year career in financial services compliance, most recently as Senior Regulatory Counsel in the Denver Regional Office of the U.S. Securities and Exchange Commission. In that role, she supported senior SEC leadership, examination teams, and enforcement investigations on a wide range of legal issues involving investment advisers, broker-dealers, mutual funds, and private funds.
Lisa Byington will be speaking at:
Compliance and Examinations
2024/10/14 15:20 - 16:20
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