Welcome and Opening Remarks
Moderator
Mark Berman CEO - CompliGlobe
SEC Regulation Think-in B 2020
2020-09-16
13:00 - 13:05
13:05 - 13:45
GDPR and Cybersecurity
Alexander Brown Partner - Simmons & Simmons
Mark Morrison Chief Information Security Officer - Options Clearing Corporation
13:45 - 14:30
Enforcement
Therese Chambers Director of Enforcement - Retail and Regulatory Investigations - Financial Conduct Authority
Stephanie Avakian Director, Division of Enforcement - U.S. Securities and Exchange Commission
Elizabeth Gray Partner - Willkie Farr & Gallagher
Julie Riewe Partner - Debevoise & Plimpton
14:30 - 14:50
Fireside chat
Dalia Blass Director, Division of Investment Management - U.S. Securities and Exchange Commission
14:50 - 15:40
Advisers, Funds and Hedge Funds
Nathan Greene Parner - Sidley
David Bartels Deputy Chief Counsel of the Division of Investment Management - U.S. Securities and Exchange Commission
Robert Plaze Partner - Proskauer Rose
15:40 - 16:40
Brexit, COVID-19 and Compliance
Melissa Gainor Assistant Director, Division of Investment Management - U.S. Securities and Exchange Commission
Pete Driscoll Director, Office of Compliance Inspections and Examinations - U.S. Securities and Exchange Commission
16:40 - 16:45