SEC Regulation Outside the United States, London, September 2015
15 - 16 September 2020
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SEC Regulation Think-in 2020
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SEC Regulation Think-In 2020 - 15 and 16 September 2020
SEC Regulation Think-in B 2020
2020-09-16
13:00 - 13:05
Welcome and Opening Remarks
Date:
2020-09-16
Moderator
Mark Berman
CEO
-
CompliGlobe
13:05 - 13:45
GDPR and Cybersecurity
Date:
2020-09-16
Alexander Brown
Partner
-
Simmons & Simmons
Mark Morrison
Chief Information Security Officer
-
Options Clearing Corporation
13:45 - 14:30
Enforcement
Date:
2020-09-16
Therese Chambers
Director of Enforcement - Retail and Regulatory Investigations
-
Financial Conduct Authority
Stephanie Avakian
Director, Division of Enforcement
-
U.S. Securities and Exchange Commission
Elizabeth Gray
Partner
-
Willkie Farr & Gallagher
Julie Riewe
Partner
-
Debevoise & Plimpton
14:30 - 14:50
Fireside chat
Date:
2020-09-16
Dalia Blass
Director, Division of Investment Management
-
U.S. Securities and Exchange Commission
14:50 - 15:40
Advisers, Funds and Hedge Funds
Date:
2020-09-16
Nathan Greene
Parner
-
Sidley
David Bartels
Deputy Chief Counsel of the Division of Investment Management
-
U.S. Securities and Exchange Commission
Robert Plaze
Partner
-
Proskauer Rose
15:40 - 16:40
Brexit, COVID-19 and Compliance
Date:
2020-09-16
Melissa Gainor
Assistant Director, Division of Investment Management
-
U.S. Securities and Exchange Commission
Pete Driscoll
Director, Office of Compliance Inspections and Examinations
-
U.S. Securities and Exchange Commission
16:40 - 16:45
Conference Wrap up
Date:
2020-09-16
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