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SEC Regulation Outside the United States 2026

2 February 2026

13:30 - 13:40

Welcome and opening remarks

Date:

  • Mark Berman Conference Founder and CEO - CompliGlobe Ltd.
  • Jim Burns Partner - Cleary Gottlieb
  • Miguel Vaz Partner, Head of Financial Services - Fieldfisher
13:40 - 14:00

Sixth Annual Scott Friestad Memorial Lecture

Date:

  • Jamie Selway Director of Trading & Markets - U.S. Securities and Exchange Commission
14:00 - 15:15

All Things Digital Assets and Crypto

Date:

  • Brandon Hammer Partner - Cleary Gottlieb
  • Colin Payne Head of Innovation, - UK Financial Conduct Authority
  • Sumeera Younis Chief of Operations, Crypto Task Force - U.S. Securities and Exchange Commission
15:15 - 16:15

Compliance and Examinations

Date:

  • Lisa Byington Compliance Consultant - CompliGlobe Ltd
  • Jennifer McCarthy Chief Counsel, Division of Examinations - U.S. Securities and Exchange Commission
  • Kathleen Clapper Head of Member Compliance and Regulatory Operations - National Futures Association
16:15 - 17:15

Corporate Finance: Key Issues for Foreign Private Investors

Date:

  • Ted Yu Associate Director, Specialized Policy and Disclosure Division of Corporate Finance - U.S. Securities and Exchange Commission
  • Alexander Cohen Partner - Latham & Watkins LLP
17:15 - 17:30

Day One Wrap Up

Date:

3 February 2026

13:30 - 13:35

Welcome and Opening Remarks – Day Two

Date:

13:35 - 14:45

Investment Advisers and Private Funds

Date:

  • Jennifer Porter Partner - Willkie Farr & Gallagher
  • Mark Berman Conference Founder and CEO - CompliGlobe Ltd.
  • Ted Uliassi Investment Advisers Regulation Office, Division of Investment Management - U.S. Securities and Exchange Commission
14:45 - 15:55

Enforcement

Date:

  • Stephanie Avakian Partner - WilmerHale
  • Melissa Hodgman Partner - Freshfields
  • Mark Cave Chief Counsel, Division of Enforcement - U.S. Securities and Exchange Commission
  • Nicholas Hills Director of Wholesale and Unauthorised Business Investigations Enforcement and Market Oversight Division - Financial Conduct Authority
15:55 - 16:15

Fireside Chat

Date:

16:15 - 17:15

The Markets and SEC and CFTC Developments

Date:

  • Jim Burns Partner - Cleary Gottlieb
  • Carol McGee Associate Director, Derivatives Policy and Trading Practices - U.S. Securities and Exchange Commission
  • View full profile for TBCTBC Commodity Futures Trading Commission
17:15 - 17:30

Conference Wrap Up

Date: