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SEC Regulation Outside the United States 2024

14 October 2024

13:30 - 13:35

Welcome and Opening Remarks

Date:

13:35 - 14:20

Sixth Annual Scott Friestad Memorial Lecture

Date:

14:20 - 15:20

Investment Advisers, Advertising and Private Funds

Date:

  • Daniel Kahl Partner - Kirkland & Ellis
  • Jennifer Porter Assistant Director, Division of Investment Management - U.S. Securities and Exchange Commission
  • Mark Berman CEO - CompliGlobe Ltd.
15:20 - 16:20

Compliance and Examinations

Date:

16:20 - 16:50

Fireside Chat

Date:

  • Paul Atkins CEO, Patomak Partners (former Commissioner, U.S. Securities and Exchange Commission)
16:50 - 17:00

Day One Wrap Up

Date:

15 October 2024

13:30 - 13:35

Welcome and Opening Remarks – Day Two

Date:

13:35 - 14:35

Digital Assets, ESG and Offerings and Disclosure Developments

Date:

Moderator

  • Barbara Jacobs Associate Director, Disclosure Review Program - U.S. Securities and Exchange Commission

  • Michael Coco Chief, Office of International Corporate Finance, Division of Corporation Finance. - U.S. Securities and Exchange Commission
  • Paul Dudek Partner - Latham & Watkins
14:35 - 15:35

Enforcement

Date:

  • Melissa Hodgman Associate Director - Division of Enforcement, U.S. Securities and Exchange Commission
  • Stephanie Avakian Partner - WilmerHale
  • Anthony Monaghan Director of Retail and Regulatory Investigations - UK Financial Conduct Authority
15:35 - 16:35

The Markets and SEC and CFTC Developments

Date:

  • Cheryl Tulino Managing Director - National Future Association
  • Carol McGee Associate Director, Office of Derivatives Policy and Trading Practices - U.S. Securities & Exchange Commission
  • Jim Burns Partner - Cleary Gottlieb
16:35 - 17:15

Conference Wrap Up

Date: