Menu
  • SEC Regulation Outside the United States conference (5 November 2019)
  • SEC Examinations, Workshop (6 November 2019)
  • SEC Basics, Workshop (4 November 2019)

SEC Regulation Outside the U.S. 2

2019-11-05

19 June 2018

08:30 - 09:00

Registration and Coffee

Date:
09:00 - 09:05

Welcome and Opening Remarks from the Chair

Date:

09:05 - 09:25

Keynote Address

Date:
10:30 - 10:50

Networking Coffee

Date:
11:50 - 13:00

Regulators Panel

Date:
13:00 - 14:00

Networking Lunch

Date:
14:15 - 15:15

Compliance and Examinations

Date:

15:15 - 15:30

Afternoon tea

Date:
15:30 - 16:30

Enforcement

Date:
16:30 - 17:30

Investment Advisers, and MiFID II

Date:
17:30 - 18:30

Drinks Reception

Date: