The SEC Historical Society is a U.S. 501(c)(3) non-profit organization — not legally affiliated with the U.S. Securities and Exchange Commission, although it has an appreciation of the agency’s mission. The Society is focused on preserving and sharing the history of the securities markets. It does this by continually expanding the collection of unique materials in the Virtual Museum at www.sechistorical.org. These unique materials include papers, photos, programs, oral histories, themed galleries and exhibits. The museum is freely accessible to anyone with internet access, and please check us out! It’s a tremendous resource.
The Association of Professional Compliance Consultants (APCC) was setup to provide a forum for compliance consultants and the Financial Services Authority (now FCA) to meet and discuss issues of joint interest in 2004. Since then it has gone from strength to strength and the APCC’s members play a vital role in leading, influencing and embedding regulatory change in the right way. The APCC equips you with a range of resources, including regulatory insights, training, professional expertise, networking opportunities and the opportunity to influence the development of future regulation.
Founded in 2013 Industry Events Online (IEO) is an award winning website which helps financial services and finance practitioners and interested parties meet the professional standards expected of them from regulatory bodies and other institutions. To find key trade body events and training visit: Industry Events Online.
Simmons & Simmons is a leading international law firm with offices in Europe, Asia and the Middle East. Simmons & Simmons has a highly specialised international asset management and investment funds team. We have experts in fund formation, financial services regulation, trading documentation (including prime brokerage and derivatives documentation), corporate structuring and transactions, litigation, taxation and employment regulation. We have an in-depth understanding of the asset management industry.
CompliGlobe: Regulatory, compliance and AML services and advice, and training programmes.
CompliGlobe is the only regulatory adviser based in multiple locations outside the United States that is dedicated to SEC regulation, managed by a former SEC lawyer and staffed with former Chief Compliance Officers and MLROs. We are independent and staffed by dedicated, experienced professionals.
The Albourne Village is a non-commercial website launched in 2000. This virtual community offers its 100,000+ residents the opportunity to read about th latest news on alternative investments, browse and post job listings, conferences and courses, and to consult a comprehensive business directory.