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Thoreau Bartmann

Co-Chief Counsel, Division of Investment Management
U.S. Securities and Exchange Commission

Thoreau Bartmann is Co-Chief Counsel of the Securities and Exchange Commission’s Division of Investment Management. In this role, he oversees the Division’s legal guidance regarding investment companies and investment advisers. He has served in this role since October 2022.

Mr. Bartmann joined the Commission in 2005, developing rulemaking policy in a variety of capacities, before taking on a new role as an Assistant Director in the Chief Counsel’s office in 2021. Prior to joining the SEC, Mr. Bartmann worked as an associate at the law firm Fried, Frank, Harris, Shriver, and Jacobson.

Mr. Bartmann received his J.D. from the University of North Carolina Chapel Hill and his B.A. from the University of Alabama, Birmingham.

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