• SEC Regulation Outside the United States, Conference (19 June 2018)
  • SEC Basics, Workshop (18 June 2018)
  • SEC Examinations, Workshop (20 June 2018)

Marita Bartolini

Assistant Director Office of Compliance Inspections & Examinations
U.S. Securities & Exchange Commission

Marita Bartolini has over 20 years of examination experience and serves as an Assistant Director for OCIE’s Home Office Investment Adviser and Investment Company Examination Program.  In this capacity, she partners with other assistant directors to lead and manage the group’s 30 examiners.  In her various roles in the IA/IC group, she has led examination teams of both retail and institutional investment advisers; private funds’  alternative mututal funds, money market funds and pricing services.  Marita serves on specialized working groups and various committees that support the developemtn and improvement of the examination program.  Marita has a B.S. degree in finance (Suma cum Laude) from the University of Maryland at College Park, Smith College of Business and Management

Marita Bartolini will be speaking at:

Regulators Panel

1970/01/01 11:50 - 13:00

Compliance and Examinations

1970/01/01 14:15 - 15:15

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