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  • SEC Regulation Outside the United States, Conference (19 June 2018)
  • SEC Basics, Workshop (18 June 2018)
  • SEC Examinations, Workshop (20 June 2018)

Antonia Chion

Associate Director, Division of Enforcement
U.S. Securities & Exchange Commission

Antonia Chion is an Associate Director and head of the Broker-Dealer Task Force of the SEC’s Division of Enforcement, where she assists in planning and directing the Commission’s enforcement program.  Ms. Chion joined the Commission in 1988 and then served in several positions of increasing responsibility in the Enforcement program.  During her tenure at the Commission, Ms. Chion has led significant investigations involving a broad array of subjects, including misconduct by regulated entities, market manipulation, financial fraud, violations of the FCPA, and insider trading.  In 2016 Ms. Chion received the Distinguished Service Award, the SEC’s highest honorary award presented to long-time SEC employees who have made major contributions to the work of the Commission.  In 2000 she received the Stanley Sporkin Award in recognition of outstanding contributions to the SEC’s enforcement program.  In subsequent years, she was a recipient of the Commission’s Law and Policy Award, Capital Markets Award, and the Chairman’s Award for Excellence.

Before joining the Commission, Ms. Chion was the Deputy Bureau Chief of the Narcotics Bureau in the Kings County District Attorney’s Office in Brooklyn, N.Y., where she previously served as a supervisor and trial assistant district attorney.

She received her A.B. from Tufts University and her J.D. from Georgetown University Law Center.

Antonia Chion will be speaking at:

Enforcement

1970/01/01 15:30 - 16:30

Regulators Panel

1970/01/01 11:50 - 13:00

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