Menu
  • SEC Regulation Think-In 2020 - 15 and 16 September 2020

The SEC’s New Marketing Rule and Issues for Advisers

13:30 - 14:30
2021/11/08

Speakers

  • Thoreau Bartmann Assistant Chief Counsel, Division of Investment Management - U.S. Securities and Exchange Commission
  • Richard Normington Senior Policy Adviser - International - The Investment Association
  • Robert Plaze Partner - Proskauer Rose

« Back to previous page