Menu
  • SEC Regulation Outside the United States, Conference (19 June 2018)
  • SEC Basics, Workshop (18 June 2018)
  • SEC Examinations, Workshop (20 June 2018)

The markets and SEC and CFTC developments

10:50 - 11:50
1970/01/01

This expert panel will explore key SEC and CFTC trading and market developments as they are affecting UK and European firms and how they access U.S. markets and participants, including cross-border brokerage, swaps, trading in the bitcoin/cryptocurrency, equity, fixed income and derivatives space.

Speakers

  • Carol McGee Assistant Director, Dirivision of Trading & Markets - U.S. Securities & Exchange Commission
  • Regina Thoele SVP Compliance - National Futures Association
  • Jim Burns Partner - Willkie, Farr & Gallagher
  • Marlon Paz Partner - Seward & Kissel

« Back to previous page