• SEC Regulation Outside the United States conference (5 November 2019)
  • SEC Examinations, Workshop (6 November 2019)
  • SEC Basics, Workshop (4 November 2019)

The markets and SEC and CFTC developments

10:50 - 11:50

This expert panel will explore key SEC and CFTC trading and market developments as they are affecting UK and European firms and how they access U.S. markets and participants, including cross-border brokerage, swaps, trading in the bitcoin/cryptocurrency, equity, fixed income and derivatives space.

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