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  • SEC Regulation Outside the United States conference (5 November 2019)
  • SEC Examinations, Workshop (6 November 2019)
  • SEC Basics, Workshop (4 November 2019)

The markets and SEC and CFTC developments

10:40 - 11:35
2019/11/05

Speakers

  • Christian Sabella Deputy Director, Division of Trading & Markets - U.S. Securities & Exchange Commission
  • Regina Thoele SVP Compliance - National Futures Association
  • Jim Burns Partner - Willkie, Farr & Gallagher

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