• SEC Regulation Outside the United States conference (5 November 2019)
  • SEC Examinations, Workshop (6 November 2019)
  • SEC Basics, Workshop (4 November 2019)

Regulators Panel

12:00 - 12:50

A unique opportunity to “ask the SEC”.

A feature of this unique conference is this informal discussion by senior SEC officials on topics relevant to you – explore cryptocurrency, how the SEC views Brexit and MiFID II and other issues in a Q and A format


  • View full profile for Barry SummerBarry Summer Associate Director, Division of Corporation Finance - U.S. Securities and Exchange Commission
  • Mavis Kelly Assistant Director, Office of Compliance, Inspections & Examinations - U.S. Securities & Exchange Commission
  • View full profile for David BartelsDavid Bartels Deputy Chief Counsel of the Division of Investment Management - U.S. Securities & Exchange Commission
  • Christian Sabella Deputy Director, Division of Trading & Markets - U.S. Securities & Exchange Commission
  • Antonia Chion Associate Director, Division of Enforcement - U.S. Securities & Exchange Commission

« Back to previous page