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  • SEC Regulation Outside the United States, Conference (19 June 2018)
  • SEC Basics, Workshop (18 June 2018)
  • SEC Examinations, Workshop (20 June 2018)

Regulators Panel

11:50 - 13:00
1970/01/01

A unique opportunity to “ask the SEC”.

A feature of this unique conference is this informal discussion by senior SEC officials on topics relevant to you – explore cryptocurrency, how the SEC views Brexit and MiFID II and other issues in a Q and A format

Speakers

  • Antonia Chion Associate Director, Division of Enforcement - U.S. Securities & Exchange Commission
  • View full profile for Marita BartoliniMarita Bartolini Assistant Director Office of Compliance Inspections & Examinations - U.S. Securities & Exchange Commission
  • Carol McGee Assistant Director, Dirivision of Trading & Markets - U.S. Securities & Exchange Commission
  • Michael Coco Senior International Counsel, Office of International Corporate Finance, Division of Corporation Finance - U.S. Securities and Exchange Commission
  • Sara Cortes Assistant Director, Investment Adviser Regulation Office - U.S. Securities and Exchange Commission

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