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  • SEC Regulation Outside the United States, Conference (19 June 2018)
  • SEC Basics, Workshop (18 June 2018)
  • SEC Examinations, Workshop (20 June 2018)

Investment Advisers, and MiFID II

16:30 - 17:30
1970/01/01

Speakers

  • Sara Cortes Assistant Director, Investment Adviser Regulation Office - U.S. Securities and Exchange Commission
  • Bob Plaze Partner - Proskauer Rose LLP
  • Andrew Donohue Former Chief of Staff - U.S. Securities & Exchange Commission

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