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  • SEC Regulation Outside the United States conference (5 November 2019)
  • SEC Examinations, Workshop (6 November 2019)
  • SEC Basics, Workshop (4 November 2019)

Enforcement

14:45 - 15:45
2019/11/05

This expert panel will survey SEC enforcement topics and trends, including insider trading, FCPA, accounting fraud, breach of fiduciary duty and focus on the 2019 Enforcement Priorities

Speakers

  • Robert Kaplam Partner - Debevoise & Plimpton
  • Therese Chambers Director of Enforcement - Retail and Regulatory Investigations - Financial Conduct Authority
  • Elizabeth Gray Partner - Willkie Farr & Gallagher
  • Antonia Chion Associate Director, Division of Enforcement - U.S. Securities & Exchange Commission

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