Menu
  • SEC Regulation Outside the United States, Conference (19 June 2018)
  • SEC Basics, Workshop (18 June 2018)
  • SEC Examinations, Workshop (20 June 2018)

Enforcement

15:30 - 16:30
1970/01/01

This expert panel will survey SEC enforcement topics and trends, including insider trading, FCPA, accounting fraud, breach of fiduciary duty and focus on the 2018 Enforcement Priorities

Speakers

  • Mark Steward Director of Enforcement and Market Oversight - Financial Conduct Authority
  • Andrew Lawrence Partner - Skadden Arps Meagher & Flom
  • Antonia Chion Associate Director, Division of Enforcement - U.S. Securities & Exchange Commission

« Back to previous page