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  • SEC Regulation Think-In 2020 - 15 and 16 September 2020

Compliance and Examinations

14:40 - 15:20
2020/09/15

Speakers

  • Pete Driscoll Director, Office of Compliance Inspections and Examinations - U.S. Securities & Exchange Commission
  • Regina Thoele SVP Compliance - National Futures Association
  • Mark Berman CEO - CompliGlobe

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