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  • SEC Regulation Think-In 2020 - 15 and 16 September 2020

Seminar List for 9 Nov 21

13:00 - 13:05

Welcome and Opening Remarks

Track:

  • Jim Burns Partner - Willkie, Farr & Gallagher
13:05 - 13:25

Fireside Chat

Track:

  • Hester Peirce Commissioner - U.S. Securities and Exchange Commission
14:45 - 15:45

Enforcement

Track:

  • Adam Aderton Associate Director, Division of Enforcement - U.S. Securities and Exchange Commission
  • Therese Chambers Director of Enforcement - Retail and Regulatory Investigations - Financial Conduct Authority
  • Stephanie Avakian Partner - WilmerHale
16:45 - 17:00

Conference Wrap up

Track: