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Seminar List for 9 Nov 21

14:45 - 15:45

Enforcement

Track:

  • Adam Aderton Associate Director, Division of Enforcement - U.S. Securities and Exchange Commission
  • Therese Chambers Director of Enforcement - Retail and Regulatory Investigations - Financial Conduct Authority
  • Stephanie Avakian Partner - WilmerHale
16:45 - 17:00

Conference Wrap up

Track: