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Seminar List for 8 Nov 21

13:00 - 13:05

Welcome and Opening Remarks from the Chair

Track:

13:05 - 13:25

Scott Friestad Memorial Address

Track:

  • Gubir Grewal Director, Division of Enforcement - U.S. Securities and Exchange Commission
15:45 - 16:45

The Markets and SEC and CFTC developments

Track:

16:50 - 16:55

Day 1 wrap up

Track:

  • Jim Burns Partner - Willkie, Farr & Gallagher