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Seminar List for 3 February 2026

13:30 - 13:35

Welcome and Opening Remarks – Day Two

Track:

13:35 - 14:45

Investment Advisers and Private Funds

Track:

  • Jennifer Porter Partner - Willkie Farr & Gallagher
  • Mark Berman Conference Founder and CEO - CompliGlobe Ltd.
  • Ted Uliassi Investment Advisers Regulation Office, Division of Investment Management - U.S. Securities and Exchange Commission
14:45 - 15:55

Enforcement

Track:

  • Stephanie Avakian Partner - WilmerHale
  • Melissa Hodgman Partner - Freshfields
  • Mark Cave Chief Counsel, Division of Enforcement - U.S. Securities and Exchange Commission
  • Nicholas Hills Director of Wholesale and Unauthorised Business Investigations Enforcement and Market Oversight Division - Financial Conduct Authority
15:55 - 16:15

Fireside Chat

Track:

16:15 - 17:15

The Markets and SEC and CFTC Developments

Track:

  • Jim Burns Partner - Cleary Gottlieb
  • Carol McGee Associate Director, Derivatives Policy and Trading Practices - U.S. Securities and Exchange Commission
  • View full profile for TBCTBC Commodity Futures Trading Commission
17:15 - 17:30

Conference Wrap Up

Track: