SEC Regulation Outside the United States, London, 14-16 October 2024
14 - 16 October 2024
Virtual - details upon registration
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SEC Regulation Outside the United States 2024
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Seminar List for 15 October 2024
13:30 - 13:35
Welcome and Opening Remarks – Day Two
Track:
SEC Regulation Outside the United States 2024
Jim Burns
Partner
-
Cleary Gottlieb
13:35 - 14:35
Digital Assets, ESG and Offerings and Disclosure Developments
Track:
SEC Regulation Outside the United States 2024
Moderator
Barbara Jacobs
Associate Director, Disclosure Review Program
-
U.S. Securities and Exchange Commission
Michael Coco
Chief, Office of International Corporate Finance, Division of Corporation Finance.
-
U.S. Securities and Exchange Commission
Paul Dudek
Partner
-
Latham & Watkins
14:35 - 15:35
Enforcement
Track:
SEC Regulation Outside the United States 2024
Melissa Hodgman
Associate Director
-
Division of Enforcement, U.S. Securities and Exchange Commission
Stephanie Avakian
Partner
-
WilmerHale
Anthony Monaghan
Director of Retail and Regulatory Investigations
-
UK Financial Conduct Authority
15:35 - 16:35
The Markets and SEC and CFTC Developments
Track:
SEC Regulation Outside the United States 2024
Cheryl Tulino
Managing Director
-
National Future Association
Carol McGee
Associate Director, Office of Derivatives Policy and Trading Practices
-
U.S. Securities & Exchange Commission
Jim Burns
Partner
-
Cleary Gottlieb
16:35 - 17:15
Conference Wrap Up
Track:
SEC Regulation Outside the United States 2024
Mark Berman
CEO
-
CompliGlobe Ltd.
Jim Burns
Partner
-
Cleary Gottlieb
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