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  • SEC Regulation Think-In 2020 - 15 and 16 September 2020

Seminar List for 2020-09-16

13:00 - 13:05

Welcome and Opening Remarks

Track:

Moderator

13:05 - 13:45

GDPR and Cybersecurity

Track:

13:45 - 14:30

Enforcement

Track:

  • Therese Chambers Director of Enforcement - Retail and Regulatory Investigations - Financial Conduct Authority
  • Stephanie Avakian Director, Division of Enforcement - U.S. Securities and Exchange Commission
  • Elizabeth Gray Partner - Willkie Farr & Gallagher
  • Julie Riewe Partner - Debevoise & Plimpton
14:30 - 14:50

Fireside chat

Track:

  • Dalia Blass Director, Division of Investment Management - U.S. Securities and Exchange Commission
14:50 - 15:40

Advisers, Funds and Hedge Funds

Track:

15:40 - 16:40

Brexit, COVID-19 and Compliance

Track:

  • Melissa Gainor Assistant Director, Division of Investment Management - U.S. Securities and Exchange Commission
  • Pete Driscoll Director, Office of Compliance Inspections and Examinations - U.S. Securities and Exchange Commission
16:40 - 16:45

Conference Wrap up

Track: