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SEC Regulation Think-In 2020 - 15 and 16 September 2020

Seminar List for 2020-09-15

13:00 - 13:05

Welcome and Opening Remarks from the Chair

Track: SEC Regulation Think-in A 2020

Mark Berman CEO - CompliGlobe

13:05 - 13:25

Keynote Address

Track: SEC Regulation Think-in A 2020

13:30 - 14:20

Key Developments in Capital Formation, Disclosure and Financial Reporting

Track: SEC Regulation Think-in A 2020

Barry Summer Associate Director, Division of Corporation Finance - U.S. Securities and Exchange Commission
Anthony Tu-Sekine Partner - Seward & Kissel
Paul Dudek Counsel - Latham & Watkins

15:00 - 16:00

The markets and SEC and CFTC developments

Track: SEC Regulation Think-in A 2020

Christian Sabella Deputy Director, Division of Trading & Markets - U.S. Securities & Exchange Commission
Jim Burns Partner - Willkie, Farr & Gallagher

16:00 - 17:00

Compliance, GDPR Cybersecurity and Examinations

Track: SEC Regulation Think-in A 2020

Mark Berman CEO - CompliGlobe
Regina Thoele SVP Compliance - National Futures Association