SEC Regulation Outside the United States, London, September 2015
15 - 16 September 2020
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SEC Regulation Think-in 2020
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SEC Regulation Think-In 2020 - 15 and 16 September 2020
Seminar List for 2020-09-15
13:00 - 13:05
Welcome and Opening Remarks from the Chair
Track:
SEC Regulation Think-in A 2020
Mark Berman
CEO
-
CompliGlobe
13:05 - 13:25
Scott Friestad Memorial Address
Track:
SEC Regulation Think-in A 2020
Hon Jay Clayton
Chairman
-
U.S. Securities and Exchange Commission
13:25 - 13:45
Fireside Chat
Track:
SEC Regulation Think-in A 2020
Bill Hinman
Director, Division of Corporation Finance
-
U.S. Securities and Exchange Commission
13:45 - 14:45
Key Developments in Capital Formation, Private Placements and Disclosure – Panel
Track:
SEC Regulation Think-in A 2020
Anthony Tu-Sekine
Head of Blockchain and Cryptocurrency Group
-
Seward & Kissel
Paul Dudek
Partner
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Latham & Watkins
Lillian Brown
Partner
-
Wilmer Hale
14:45 - 15:30
Compliance and Examinations
Track:
SEC Regulation Think-in A 2020
Pete Driscoll
Director, Office of Compliance Inspections and Examinations
-
U.S. Securities and Exchange Commission
Regina Thoele
SVP Compliance
-
National Futures Association
Mark Berman
CEO
-
CompliGlobe
15:30 - 15:50
Fireside Chat
Track:
SEC Regulation Think-in A 2020
Brett Redfearn
Director, Division of Trading & Markets
-
U.S. Securities and Exchange Commission
15:50 - 16:40
The markets and SEC and CFTC developments
Track:
SEC Regulation Think-in A 2020
Emily Westerberg Russell
Chief Counsel, Division of Trading & Markets
-
U.S. Securities and Exchange Commission
Dorothy DeWitt
Director of the Division of Market Oversight
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U.S. Commodity Futures Trading Commission
Jim Burns
Partner
-
Willkie, Farr & Gallagher
16:40 - 16:45
Day 1 wrap up
Track:
SEC Regulation Think-in A 2020
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