Menu
  • SEC Regulation Think-In 2020 - 15 and 16 September 2020

Seminar List for 2020-09-15

13:00 - 13:05

Welcome and Opening Remarks from the Chair

Track:

13:05 - 13:25

Keynote Address

Track:
13:30 - 14:20

Key Developments in Capital Formation, Disclosure and Financial Reporting

Track:

15:00 - 16:00

The markets and SEC and CFTC developments

Track:

  • Christian Sabella Deputy Director, Division of Trading & Markets - U.S. Securities & Exchange Commission
  • Jim Burns Partner - Willkie, Farr & Gallagher
16:00 - 17:00

Compliance, GDPR Cybersecurity and Examinations

Track: