Welcome and Opening Remarks from the Chair
Mark Berman CEO - CompliGlobe
Seminar List for 2020-09-15
13:00 - 13:05
13:05 - 13:25
Scott Friestad Memorial Address
Hon Jay Clayton Chairman - U.S. Securities and Exchange Commission
13:25 - 13:45
Fireside Chat
Bill Hinman Director, Division of Corporation Finance - U.S. Securities and Exchange Commission
13:45 - 14:45
Key Developments in Capital Formation, Private Placements and Disclosure – Panel
Anthony Tu-Sekine Head of Blockchain and Cryptocurrency Group - Seward & Kissel
Paul Dudek Partner - Latham & Watkins
Lillian Brown Partner - Wilmer Hale
14:45 - 15:30
Compliance and Examinations
Pete Driscoll Director, Office of Compliance Inspections and Examinations - U.S. Securities and Exchange Commission
Regina Thoele SVP Compliance - National Futures Association- Mark Berman CEO - CompliGlobe
15:30 - 15:50
Fireside Chat
Brett Redfearn Director, Division of Trading & Markets - U.S. Securities and Exchange Commission
15:50 - 16:40
The markets and SEC and CFTC developments
Emily Westerberg Russell Chief Counsel, Division of Trading & Markets - U.S. Securities and Exchange Commission
Dorothy DeWitt Director of the Division of Market Oversight - U.S. Commodity Futures Trading Commission
Jim Burns Partner - Willkie, Farr & Gallagher
16:40 - 16:45