Menu

Seminar List for 2 February 2026

13:30 - 13:40

Welcome and opening remarks

Track:

  • Mark Berman Conference Founder and CEO - CompliGlobe Ltd.
  • Jim Burns Partner - Cleary Gottlieb
  • Miguel Vaz Partner, Head of Financial Services - Fieldfisher
13:40 - 14:00

Sixth Annual Scott Friestad Memorial Lecture

Track:

  • Jamie Selway Director of Trading & Markets - U.S. Securities and Exchange Commission
14:00 - 15:15

All Things Digital Assets and Crypto

Track:

  • Brandon Hammer Partner - Cleary Gottlieb
  • Colin Payne Head of Innovation, - UK Financial Conduct Authority
  • Sumeera Younis Chief of Operations, Crypto Task Force - U.S. Securities and Exchange Commission
15:15 - 16:15

Compliance and Examinations

Track:

  • Lisa Byington Compliance Consultant - CompliGlobe Ltd
  • Jennifer McCarthy Chief Counsel, Division of Examinations - U.S. Securities and Exchange Commission
  • Kathleen Clapper Head of Member Compliance and Regulatory Operations - National Futures Association
16:15 - 17:15

Corporate Finance: Key Issues for Foreign Private Investors

Track:

  • Ted Yu Associate Director, Specialized Policy and Disclosure Division of Corporate Finance - U.S. Securities and Exchange Commission
  • Alexander Cohen Partner - Latham & Watkins LLP
17:15 - 17:30

Day One Wrap Up

Track: