SEC Regulation Outside the United States, London, 14-16 October 2024
14 - 16 October 2024
Virtual - details upon registration
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SEC Regulation Outside the United States 2024
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Seminar List for 14 October 2024
13:30 - 13:35
Welcome and Opening Remarks
Track:
SEC Regulation Outside the United States 2024
Jim Burns
Partner
-
Cleary Gottlieb
Mark Berman
CEO
-
CompliGlobe Ltd.
13:35 - 14:20
Sixth Annual Scott Friestad Memorial Lecture
Track:
SEC Regulation Outside the United States 2024
Wilson Friestad
Patomak Partners
Christopher Cummings
CEO
-
The Investment Association
14:20 - 15:20
Investment Advisers, Advertising and Private Funds
Track:
SEC Regulation Outside the United States 2024
Daniel Kahl
Partner
-
Kirkland & Ellis
Jennifer Porter
Assistant Director, Division of Investment Management
-
U.S. Securities and Exchange Commission
Mark Berman
CEO
-
CompliGlobe Ltd.
15:20 - 16:20
Compliance and Examinations
Track:
SEC Regulation Outside the United States 2024
Regina Thoele
SVP Compliance
-
National Futures Association
Jennifer McCarthy
Chief Counsel, Division of Examinations
-
U.S. Securities and Exchange Commission
Lisa Byington
Compliance Consultant
-
CompliGlobe Ltd
16:20 - 16:50
Fireside Chat
Track:
SEC Regulation Outside the United States 2024
Paul Atkins
CEO, Patomak Partners (former Commissioner, U.S. Securities and Exchange Commission)
16:50 - 17:00
Day One Wrap Up
Track:
SEC Regulation Outside the United States 2024
Jim Burns
Partner
-
Cleary Gottlieb
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