• SEC Regulation Outside the United States, Conference (23 June 2017)
  • SEC Basics, Workshop (22 June 2017)
  • SEC and NFA Examinations, Workshop (22 June 2017)

Pete Driscoll

Acting Director, Office of Compliance Inspections and Examinations
U.S. Securities & Exchange Commission

Pete Driscoll was previously OCIE’s Chief Risk and Strategy Officer prior to which he was managing executive from 2013 through early 2016. He joined the SECin 2001 as a staff attorney in the Division of Enforcement in the Chicago Regional Office and was later a Branch Chief and Assistant Regional Director in OCIE. Prior to the Agency, Mr. Driscoll began his career with Ernst & Young LLP and held several accounting positions in private industry. He received his B.S. in Accounting and law degree from St. Louis University.  He is licensed as a certified public accountant and is a member of the Missouri Bar Association.

Pete Driscoll will be speaking at:

Investment advisers, Funds and Hedge Funds

January 1, 1970 16:00 - 17:00

Dodd-Frank, Brexit and U.S. Regulation in 2017 and Beyond: the Regulator’s view

January 1, 1970 09:20 - 10:30

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