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  • SEC Regulation Outside the United States, Conference (23 June 2017)
  • SEC Basics, Workshop (22 June 2017)
  • SEC and NFA Examinations, Workshop (22 June 2017)

Mark Berman
Mark Berman

CEO, Compliglobe

Jim Burns
Jim Burns

Partner, Willkie, Farr & Gallagher

Alexander F. Cohen
Alexander F. Cohen

Partner, Latham & Watkins LLP

Sara Cortes
Sara Cortes

Assistant Director, Investment Adviser Regulation Office, U.S. Securities and Exchange Commission

Patricia Cushing
Patricia Cushing

Director, Compliance, National Futures Association

Pete Driscoll
Pete Driscoll

Acting Director, Office of Compliance Inspections and Examinations, U.S. Securities & Exchange Commission

Scott Friestad
Scott Friestad

Associate Director, Division of Enforcement, U.S. Securities & Exchange Commission

Daniel Goelzer
Daniel Goelzer

Partner, Baker & McKenzie

Charles Hawes
Charles Hawes

Partner, Simmons & Simmons

Michael Mann
Michael Mann

Partner, Richards Kibbe & Orbe

James McDonald
James McDonald

Partner, Skadden, Arps, Slate, Meagher

Carol McGee
Carol McGee

Assistant Director, Dirivision of Trading & Markets, U.S. Securities & Exchange Commission

Bob Plaze
Bob Plaze

Partner, Proskauer Rose LLP

Barney Reynolds
Barney Reynolds

Partners, Shearman & Sterling

Erich Schwartz
Erich Schwartz

Partner, Skadden Arps

Eldon Sprickerhoff
Eldon Sprickerhoff

Founder & Chief Security Strategist, eSentire

Regina Thoele
Regina Thoele

SVP Compliance, National Futures Association

Speaker list