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  • SEC Regulation Outside the United States, Conference (23 June 2017)
  • SEC Basics, Workshop (22 June 2017)
  • SEC and NFA Examinations, Workshop (22 June 2017)

Investment advisers, Funds and Hedge Funds

16:00 - 17:00
January 1, 1970
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Speakers

  • Sara Cortes Assistant Director, Investment Adviser Regulation Office - U.S. Securities and Exchange Commission
  • Bob Plaze Partner - Proskauer Rose LLP
  • Mark Berman CEO - Compliglobe
  • Pete Driscoll Acting Director, Office of Compliance Inspections and Examinations - U.S. Securities & Exchange Commission

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